§ 38.153. Capacity to detect and investigate rule violations.
82 words·~1 min read·
/us/cfr/t17/s§ 38.153·A research copy — for the controlling text, always check the official state or federal source. Not legal advice.
A designated contract market must have arrangements and resources for effective enforcement of its rules. Such arrangements must include the authority to collect information and documents on both a routine and non-routine basis, including the authority to examine books and records kept by the designated contract market's members and by persons under investigation. A designated contract market's arrangements and resources must also facilitate the direct supervision of the market and the analysis of data collected to determine whether a rule violation occurred.